Securities Fraud Settlements

Monthly Newsletter

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Settlement Approved

Cool Holdings Inc.

Due Date: 10/29/25

$2,400,755.96

Settlement Approved

Capstone Green Energy Corporation

Due Date: 10/23/25

$2,250,000

Settlement Approved

Silvergate Capital Corporation

Due Date: 10/21/25

$37,500,000.00

Settlement Approved

Tivity Health, Inc.

Due Date: 10/20/25

$17,050,000

Settlement Approved

Bayer Aktiengesellschaft (2020)

Due Date: 10/16/25

$38,000,000

Settlement Approved

Sports Entertainment Acquisition Corp.

Due Date: 10/15/25

$12,000,000.00

Settlement Approved

Decarbonization Plus Acquisition Corporation

Due Date: 10/14/25

$8,800,000

Settlement Approved

Compass Minerals International Inc.

Due Date: 10/07/25

$4,900,000

Settlement Approved

GigaCloud Technology Inc.

Due Date: 10/06/25

$2,750,000

Settlement Approved

TaskUs, Inc.

Due Date: 10/06/25

$17,500,000.00

Settlement Approved

Blue Ridge Bankshares, Inc.

Due Date: 10/01/25

$2,500,000

Settlement Approved

Spectrum Pharmaceuticals, Inc. (2021)

Due Date: 10/01/25

$15,950,000.00