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  |
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| Company |
|
Class Period |
|
Settlement Amount |
|
Court Documents |
|
Deadline |
 |
| A-Power Energy Generation Systems, Ltd. (C.D. Cal.) |
|
03/17/08 to 06/27/11 |
|
$3,675,000 |
|
Notice /
Proof of Claim
|
|
07/13/2013 |
|
| BankUnited Financial Corp. |
|
10/24/06 to 06/18/08 |
|
$3,057,000 |
|
Notice /
Proof of Claim
|
|
07/03/2013 |
|
| BIDZ.com, Inc. (2009) |
|
08/13/07 to 11/28/07 |
|
$3,150,000 |
|
Notice /
Proof of Claim
|
|
06/06/2013 |
|
| Broadwind Energy, Inc. |
|
03/16/09 to 08/09/10 |
|
$3,915,000 |
|
Notice /
Proof of Claim
|
|
07/27/2013 |
|
| Caraco Pharmaceutical Laboratories, Ltd. |
|
05/29/08 to 06/25/09 |
|
$2,975,000 |
|
Notice /
Proof of Claim
|
|
08/08/2013 |
|
| Citigroup Bonds |
|
05/11/06 to 11/28/08 |
|
$730,000,000 |
|
Notice /
Proof of Claim
|
|
08/21/2013 |
|
| Claymore Advisors LLC (n/k/a Guggenheim Funds Investment Advisers, LLC) (SEC) |
|
08/19/08 to 10/20/08 |
|
$45,396,878 |
|
Notice /
Proof of Claim
|
|
06/17/2013 |
|
| Dell Inc. (SEC) |
|
05/03/01 to 09/08/06 |
|
$110,962,734.24 |
|
Notice /
Proof of Claim
|
|
05/25/2013 |
|
| Dendreon Corporation (2011) |
|
04/29/10 to 08/03/11 |
|
$40,000,000 |
|
Notice /
Proof of Claim
|
|
09/07/2013 |
|
| Ener1, Inc. |
|
11/04/10 to 08/15/11 |
|
$4,200,000 |
|
Notice /
Proof of Claim
|
|
06/29/2013 |
|
| FCStone Group, Inc. (2008) |
|
11/03/08 to 02/24/09 |
|
$4,250,000 |
|
Notice /
Proof of Claim
|
|
08/16/2013 |
|
| Ikanos Communications, Inc. |
|
See Notice |
|
$5,000,000 |
|
Notice /
Proof of Claim
|
|
07/08/2013 |
|
| Immucor, Inc. (2009) |
|
10/19/05 to 06/25/09 |
|
$3,900,000 |
|
Notice /
Proof of Claim
|
|
07/24/2013 |
|
| J.P. Jeanneret Associates, Inc. |
|
See Notice |
|
$219,000,000 |
|
|
|
01/30/2013 |
|
|
Trustee Notice |
Trustee Proof of Claim |
Participant/Beneficiary Notice |
Plan of Allocation |
Brattle Declaration
|
|
| K12 Inc. |
|
09/09/09 to 12/12/11 |
|
$6,750,000 |
|
Notice /
Proof of Claim
|
|
08/03/2013 |
|
| Lockheed Martin Corp. (2011) |
|
04/21/09 to 07/21/09 |
|
$19,500,000 |
|
Notice /
Proof of Claim
|
|
06/24/2013 |
|
| Merrimac Industries, Inc. |
|
See Notice |
|
$2,000,000 |
|
Notice /
Proof of Claim
|
|
08/16/2013 |
|
| NBTY, Inc. (2010) (E.D.N.Y.) |
|
11/09/09 to 04/26/10 |
|
$6,000,000 |
|
Notice /
Proof of Claim
|
|
06/05/2013 |
|
| Oilsands Quest Inc. (S.D.Y.N.) |
|
03/20/06 to 01/13/11 |
|
$10,235,000 |
|
Notice /
Proof of Claim
|
|
06/24/2013 |
|
| Par Pharmaceutical Companies, Inc. (2006) |
|
07/23/01 to 07/05/06 |
|
$8,100,000 |
|
Notice /
Proof of Claim
|
|
08/02/2013 |
|
| Piedmont Office Realty Trust, Inc. (f/k/a Wells Real Estate Investment Trust, Inc.) |
|
See Notice |
|
$2,600,000 |
|
Notice /
Proof of Claim
|
|
06/01/2013 |
|
| Sino Clean Energy, Inc. |
|
See Notice |
|
$2,000,000 |
|
Notice /
Proof of Claim
|
|
06/07/2013 |
|
| STEC, Inc. (2009) |
|
06/16/09 to 02/23/10 |
|
$35,750,000 |
|
Notice /
Proof of Claim
|
|
06/25/2013 |
|
| SunPower Corp. |
|
04/17/08 to 11/16/09 |
|
$19,700,000 |
|
Notice /
Proof of Claim
|
|
08/06/2013 |
|
| TechTeam Global, Inc. |
|
11/01/10 to 12/13/10 |
|
$1,775,000 |
|
Notice /
Proof of Claim
|
|
07/02/2013 |
|
| W Holding Company, Inc. |
|
04/24/06 to 06/26/07 |
|
$8,750,000 |
|
Notice /
Proof of Claim
|
|
06/14/2013 |
|
| Wells Real Estate Investment Trust, Inc. (n/k/a Piedmont Office Realty Trust, Inc.) |
|
See Notice |
|
$4,900,000 |
|
Notice /
Proof of Claim
|
|
06/01/2013 |
|
| ZST Digital Networks, Inc. |
|
10/20/09 to 04/21/11 |
|
$1,700,000 |
|
Notice /
Proof of Claim
|
|
07/22/2013 |
|
|
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